Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 4 Feb 2020)
    • [FCA CF] Client dealing (since 4 Feb 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (26 Feb 2010 to 8 Dec 2019)
    • CF30 Customer (26 Feb 2010 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 20 Feb 2008)
    • CF21 Investment Adviser (20 Jul 2004 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (21 Jan 2003 to 27 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.