Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 4 Feb 2020)
    • [FCA CF] Client dealing (since 4 Feb 2020)
    • CF11 Money Laundering Reporting (30 Oct 2009 to 10 Jul 2013)
    • CF4 Partner (30 Oct 2009 to 24 Mar 2018)
    • CF30 Customer (30 Oct 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Oct 2009 to 10 Jul 2013)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF27 Investment Management (1 Dec 2001 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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