Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Theleme Partners LLP
FRN 504902
- [FCA CF] Material risk taker (since 4 Feb 2020)
- [FCA CF] Client dealing (since 4 Feb 2020)
- CF11 Money Laundering Reporting (30 Oct 2009 to 10 Jul 2013)
- CF4 Partner (30 Oct 2009 to 24 Mar 2018)
- CF30 Customer (30 Oct 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Oct 2009 to 10 Jul 2013)
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- CF27 Investment Management (1 Dec 2001 to 1 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.