Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 4 Feb 2020)
    • [FCA CF] Material risk taker (since 4 Feb 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (12 Mar 2014 to 8 Dec 2019)
    • CF30 Customer (10 Apr 2013 to 8 Dec 2019)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF30 Customer (1 Nov 2007 to 12 Oct 2012)
    • CF27 Investment Management (26 Oct 2007 to 31 Oct 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF30 Customer (1 Nov 2007 to 12 Oct 2012)
    • CF27 Investment Management (26 Oct 2007 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (1 Nov 2007 to 12 Oct 2012)
    • CF27 Investment Management (26 Oct 2007 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF30 Customer (1 Nov 2007 to 12 Oct 2012)
    • CF27 Investment Management (26 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.