Date authorised
1 April 2013
Companies House
03663042
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200
  • Complaints Contact

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Arthur Cross

    IRN SAC00012

    • CF30 Customer (1 Nov 2007 to 22 Aug 2013)
    • CF1 Director (AR) (8 Mar 2005 to 22 Aug 2013)
    • CF21 Investment Adviser (14 Mar 2003 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (14 Mar 2003 to 31 Jan 2007)
  • Simon Edwards Tweedale

    IRN SET00003

    • CF21 Investment Adviser (4 Apr 2005 to 23 Nov 2006)
  • Simon Ian Funnell

    IRN SIF00001

    • CF1 Director (AR) (25 Jul 2003 to 13 Apr 2005)
    • CF21 Investment Adviser (25 Jul 2003 to 13 Apr 2005)
  • Simon James John

    IRN SMJ00006

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (27 Jun 2005 to 31 Jan 2007)
  • Simon James Snook

    IRN SJS00125

    • CF11 Money Laundering Reporting (3 Feb 2006 to 1 Feb 2010)
    • CF10 Compliance Oversight (13 Oct 2004 to 1 Mar 2005)
  • Simon John Hayes-Bosson

    IRN SXH00138

    • CF30 Customer (1 Nov 2007 to 10 Oct 2013)
    • CF21 Investment Adviser (13 May 2003 to 31 Oct 2007)
    • CF1 Director (AR) (13 May 2003 to 10 Oct 2013)
  • Simon Mark Redhead

    IRN SXR00060

    • CF21 Investment Adviser (23 Jun 2003 to 15 Dec 2005)
    • CF1 Director (AR) (23 Jun 2003 to 15 Dec 2005)
  • Stephen Allison

    IRN SXA00046

    • CF4 Partner (AR) (24 Jun 2003 to 12 Mar 2004)
    • CF22 Investment Adviser (Trainee) (24 Jun 2003 to 12 Mar 2004)
  • Stephen Carl Sycamore

    IRN SCS00022

    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 2 Jan 2018)
  • Stephen Caven Charlesworth

    IRN SCC00020

    • CF30 Customer (23 May 2009 to 31 Dec 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.