Simon Mark Redhead

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WEALTH SOLUTIONS (UK) LTD

    FRN 478217

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (17 Oct 2016 to 10 Dec 2025)
    • CF1 Director (AR) (8 Mar 2012 to 12 Jan 2021)
    • CF30 Customer (11 Apr 2008 to 12 Jan 2021)
    • CF1 Director (11 Apr 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Apr 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Apr 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (11 Apr 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (11 Apr 2008 to 30 Sep 2018)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF1 Director (AR) (23 Jun 2003 to 15 Dec 2005)
    • CF21 Investment Adviser (23 Jun 2003 to 15 Dec 2005)
  • Templar Knights Ltd (no longer approved here)

    FRN 194489

    • Employed By (18 Aug 2000 to 15 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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