Simon James John

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Whitechurch Network Limited

    FRN 190859

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF7 Sole Trader (AR) (27 Jun 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
  • Simon James John

    FRN 194505

    • (1)Employed By (since 27 Jun 2005)
    • (1)Employed By (6 May 1999 to 31 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.