Simon Arthur Cross

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Simon Cross Associates Ltd (no longer approved here)
FRN 165512
- (1)Employed By (5 Nov 2013 to 3 Jun 2021)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF30 Customer (1 Nov 2007 to 22 Aug 2013)
- CF1 Director (AR) (8 Mar 2005 to 22 Aug 2013)
- CF21 Investment Adviser (14 Mar 2003 to 31 Oct 2007)
- CF7 Sole Trader (AR) (14 Mar 2003 to 31 Jan 2007)
Wyvern Independent Advisers Ltd 3273) (no longer approved here)
FRN 211737
- Employed By (8 Mar 2005 to 3 Jun 2021)
Wyvern Independent Advisers (see ar 869) (1048) (no longer approved here)
FRN 184637
- Employed By (17 May 2002 to 22 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.