Simon James Snook

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Severnside Financial Planning Ltd

    FRN 911899

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 24 Apr 2020)
    • Responsible for Insurance Distribution (since 24 Apr 2020)
    • SMF16 Compliance Oversight (since 24 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Apr 2020)
    • SMF3 Executive Director (since 24 Apr 2020)
  • Whitechurch Securities Limited (no longer approved here)

    FRN 114318

    • SMF3 Executive Director (9 Dec 2019 to 18 Dec 2019)
    • CF1 Director (AR) (10 Jan 2013 to 18 Dec 2019)
    • CF1 Director (19 Mar 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Oct 2004 to 1 Mar 2005)
    • CF11 Money Laundering Reporting (13 Oct 2004 to 24 Jun 2005)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF11 Money Laundering Reporting (3 Feb 2006 to 1 Feb 2010)
    • CF10 Compliance Oversight (13 Oct 2004 to 1 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.