Stephen Caven Charlesworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MOSAAC LIMITED (no longer approved here)
FRN 581080
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2025)
- CF30 Customer (9 Jul 2012 to 8 Dec 2019)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF30 Customer (23 May 2009 to 31 Dec 2009)
Liberty Financial Consultants (U772) (no longer approved here)
FRN 194940
- (9)Employed By (21 May 2002 to 18 Dec 2003)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)
Royal London Savings Limited (no longer approved here)
FRN 191237
- CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.