The Tavistock Partnership Limited

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Negotiation

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  • · Limited to debt adjusting excluding the administration of debt management plans. In this limitation debt management plans are defined as: ”a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Kevin Mee

  IRN DXM12359

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 12 Apr 2021)
  • [FCA CF] Client dealing (since 12 Apr 2021)
  • CF30 Customer (since 28 Jan 2021)
  • CF1 Director (AR) (since 28 Jan 2021)
• David Mark Brookbank

  IRN DMB00016

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Apr 2021)
  • CF30 Customer (29 Mar 2017 to 30 Apr 2021)
  • CF1 Director (AR) (29 Mar 2017 to 30 Apr 2021)
• David Martyn Robertson Munro

  IRN DMM01162

  • CF1 Director (AR) (6 Apr 2017 to 4 Apr 2019)
• David Michael Legg

  IRN DML00013

  • CF1 Director (18 Dec 2015 to 2 Dec 2016)
• David Michael Seal

  IRN DMS00017

  • CF30 Customer (23 Jun 2017 to 8 Mar 2018)
• David Richmond Edgar

  IRN DRE00006

  • CF1 Director (AR) (3 Apr 2017 to 27 Mar 2019)
  • CF30 Customer (3 Apr 2017 to 27 Mar 2019)
• David Robertson Munro

  IRN DRM00001

  • CF1 Director (AR) (6 Apr 2017 to 4 Apr 2019)
• David Walton

  IRN DXW00200

  • CF30 Customer (8 Jun 2017 to 21 Feb 2018)
• Dean Whittaker

  IRN DXW00078

  • CF30 Customer (13 Apr 2017 to 27 Apr 2018)
  • CF1 Director (AR) (13 Apr 2017 to 27 Apr 2018)
• Douglas Paterson Edgar

  IRN DPE00003

  • CF1 Director (AR) (28 Apr 2017 to 27 Mar 2019)
  • CF30 Customer (28 Apr 2017 to 27 Mar 2019)

• Westcar Financial Planning Ltd (no longer appointed)

  FRN 600858 · Appointed 23 Mar 2017 · Until 18 Jun 2021

• Halcyon Independent Financial Advisers Limited (no longer appointed)

  FRN 608123 · Appointed 23 Mar 2017 · Until 16 Nov 2018

• Haworths Financial Services Ltd (no longer appointed)

  FRN 494163 · Appointed 23 Mar 2017 · Until 4 Jun 2019

No changes recorded yet.