Haworths Financial Services Ltd

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

BENJAMIN JONES
IRN BXJ86255
- (5)Employed By (since 24 Jun 2020)
Diane Marie Broadhead
IRN DML01085
- (4)Employed By (since 18 Mar 2021)
John McGregor
IRN JDM01114
- (3)Employed By (since 31 Mar 2015)
Mark Schofield
IRN MXS01620
- (1)Employed By (22 Oct 2015 to 20 Nov 2019)
Paul Richard Fletcher
IRN PRF00004
- (4)Employed By (7 Jan 2009 to 5 Mar 2009)
Paul Spencer
IRN PXS01433
- (3)Employed By (16 Oct 2015 to 20 Nov 2019)
Paula Hallett
IRN PXH01702
- (1)Employed By (since 8 Oct 2015)
Stephen William Boys
IRN SWB01079
- (2)Employed By (13 Jun 2013 to 31 Jan 2014)
Stuart Walker
IRN SAW01232
- (2)Employed By (since 9 Mar 2015)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.