Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Apr 2019)
    • CF30 Customer (since 29 Apr 2019)
    • CF1 Director (AR) (since 29 Apr 2019)
    • (3)Employed By (since 31 Mar 2015)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF1 Director (AR) (27 Mar 2017 to 3 Jun 2019)
    • CF30 Customer (27 Mar 2017 to 3 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.