Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 29 Apr 2019)
- CF30 Customer (since 29 Apr 2019)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 29 Apr 2019)
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Haworths Financial Services Ltd
FRN 494163
- (3)Employed By (since 31 Mar 2015)
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- CF1 Director (AR) (27 Mar 2017 to 3 Jun 2019)
- CF30 Customer (27 Mar 2017 to 3 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
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