Paul Richard Fletcher

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 25 Nov 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (5 Oct 2020 to 27 Oct 2020)
  • Temple Gray Limited (no longer approved here)

    FRN 753975

    • [FCA CF] Significant management (9 Dec 2019 to 29 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 2 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Nov 2024)
    • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
    • CF1 Director (6 Feb 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Feb 2017 to 8 Dec 2019)
  • FIRMUS FINANCIAL SERVICES LTD (no longer approved here)

    FRN 585390

    • CF30 Customer (27 Jul 2015 to 4 Apr 2017)
  • Nancherro Limited (no longer approved here)

    FRN 629454

    • CF30 Customer (1 Apr 2015 to 19 Jun 2015)
  • Haworths Financial Services Ltd (no longer approved here)

    FRN 494163

    • (4)Employed By (7 Jan 2009 to 5 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.