Nancherro Limited

• Principal Place of Business

  S G Financial Services

  1c Preston New Road

  Churchtown

  Southport

  Merseyside

  PR9 8PB

  UNITED KINGDOM

  Phone

  +441704549935

  Web

  https://www.sg-fs.com

• Complaints Contact

  Chase de Vere Financial Advisers Limited

  6th Floor

  8 Exchange Quay

  Salford

  M5 3EJ

  UNITED KINGDOM

  Phone

  +443456092002

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Preston

  IRN AXP00593

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 23 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 23 Mar 2022)
• Alistair West

  IRN AXW00459

  • [FCA CF] Client dealing (15 Sep 2021 to 4 Mar 2022)
  • [FCA CF] Functions requiring qualifications (15 Sep 2021 to 4 Mar 2022)
• Christopher Thomas Green

  IRN CTG01015

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jul 2024)
  • SMF3 Executive Director (9 Dec 2019 to 16 Jul 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 16 Jul 2024)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 26 May 2021)
  • Responsible for Insurance Mediation (2 Jan 2015 to 30 Sep 2018)
  • CF10 Compliance Oversight (2 Jan 2015 to 8 Dec 2019)
  • CF1 Director (2 Jan 2015 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jan 2015 to 8 Dec 2019)
• David Uttley

  IRN DXU01067

  • CF30 Customer (15 Apr 2016 to 6 Dec 2016)
• Dominic Joseph Smith

  IRN DJS00178

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2026)
  • CF1 Director (17 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (26 Mar 2015 to 8 Dec 2019)
• Gavin Paul Chapman

  IRN GPC01073

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jul 2024)
  • SMF16 Compliance Oversight (since 24 Jul 2024)
  • SMF3 Executive Director (since 24 Jul 2024)
• Geoffrey Stuart Green

  IRN GSG01036

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
  • CF30 Customer (26 Mar 2015 to 8 Dec 2019)
• Iain James McKie

  IRN IJM01058

  • SMF3 Executive Director (since 30 Jul 2024)
• Jake Cunliffe-Neale

  IRN JXC03196

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Nov 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Nov 2022)
• John Buchanan

  IRN JXB00202

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jul 2023)
  • CF30 Customer (10 Jun 2015 to 8 Dec 2019)

• JC & G Coombs Ltd (no longer appointed)

  FRN 402298 · Appointed 18 May 2016 · Until 21 Sep 2016

No changes recorded yet.