Gavin Paul Chapman

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DL BLOOMER LIMITED

    FRN 575235

    • Responsible for Insurance Distribution (since 21 Aug 2024)
    • SMF16 Compliance Oversight (since 12 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jul 2024)
    • SMF3 Executive Director (since 12 Jul 2024)
  • Nancherro Limited

    FRN 629454

    • SMF16 Compliance Oversight (since 24 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jul 2024)
    • SMF3 Executive Director (since 24 Jul 2024)
  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • CF2 Non Executive Director (AR) (since 7 Oct 2021)
    • SMF4 Chief Risk (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (1 Nov 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2009 to 8 Dec 2019)
  • Principal & Prosper Limited

    FRN 944737

    • (23)Employed By (since 7 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Principal & Prosper Limited

  2. controlled function added: (23)Employed By at Principal & Prosper Limited