DL BLOOMER LIMITED

• Principal Place of Business

  60 New Broad Street

  London

  Greater London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +4402070651700

  Web

  https://www.chasedevere.co.uk

• Complaints Contact

  60 New Broad Street

  London

  Greater London

  EC2M 1JJ

  UNITED KINGDOM

  Phone

  +4402070651700

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Allan Grant Ramsay

  IRN AGR00016

  • CF1 Director (AR) (5 Apr 2012 to 31 May 2021)
• Andrew Daniel McCaw

  IRN ADM01132

  • CF1 Director (AR) (5 Apr 2012 to 3 Dec 2024)
• Fiona Margaret Russell

  IRN FXR86335

  • CF1 Director (AR) (25 Jun 2020 to 3 Dec 2024)
• Gavin Paul Chapman

  IRN GPC01073

  • Responsible for Insurance Distribution (since 21 Aug 2024)
  • SMF16 Compliance Oversight (since 12 Jul 2024)
  • SMF3 Executive Director (since 12 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jul 2024)
• Iain James McKie

  IRN IJM01058

  • SMF3 Executive Director (since 25 Jul 2024)
• Jeremy David Hart

  IRN JDH00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 7 Dec 2020)
  • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Jun 2024)
  • SMF3 Executive Director (9 Dec 2019 to 24 Jun 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Jun 2024)
  • CF1 Director (5 Apr 2012 to 8 Dec 2019)
  • CF1 Director (AR) (5 Apr 2012 to 24 Jun 2024)
  • CF10 Compliance Oversight (5 Apr 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Apr 2012 to 8 Dec 2019)
  • CF30 Customer (5 Apr 2012 to 24 Jun 2024)
  • Responsible for Insurance Mediation (5 Apr 2012 to 30 Sep 2018)
• John Christopher Jerdan Taylor

  IRN JCT00021

  • CF30 Customer (5 Apr 2012 to 31 Dec 2012)
• John William Hunter

  IRN JWH00031

  • CF1 Director (AR) (5 Apr 2012 to 21 Mar 2016)
• Kathleen Mary Gallagher

  IRN KMG00015

  • SMF1 Chief Executive (since 15 Jul 2024)
  • SMF3 Executive Director (since 15 Jul 2024)
• Mary MacIntyre MacCormick

  IRN MMM00015

  • CF1 Director (AR) (5 Apr 2012 to 31 May 2020)

• Kenneth Ross Independent Financial Advisers Ltd (no longer appointed)

  FRN 480375 · Appointed 10 Apr 2012 · Until 14 Jan 2025

• McLay McAlister (Financial Services) Limited (no longer appointed)

  FRN 137446 · Appointed 10 Apr 2012 · Until 14 Jan 2025

No changes recorded yet.