DL BLOOMER LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
60 New Broad StreetLondonGreater LondonEC2M 1JJUNITED KINGDOM- Phone
- +4402070651700
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Complaints Contact
60 New Broad StreetLondonGreater LondonEC2M 1JJUNITED KINGDOM- Phone
- +4402070651700
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Neil Smith
IRN NXS00034
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 7 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
- Appointed representative dealing with clients for which they require qualification (since 7 Dec 2020)
- CF30 Customer (5 Apr 2012 to 3 Dec 2024)
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Paul Martin
IRN PXM01503
- CF1 Director (AR) (5 Apr 2012 to 3 Dec 2024)
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Susan Jane Anderson
IRN SJA00004
- Appointed representative dealing with clients for which they require qualification (7 Dec 2020 to 1 Feb 2025)
- [FCA CF] Client dealing (7 Dec 2020 to 1 Feb 2025)
- [FCA CF] Functions requiring qualifications (7 Dec 2020 to 1 Feb 2025)
- CF30 Customer (5 Apr 2012 to 3 Dec 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Kenneth Ross Independent Financial Advisers Ltd (no longer appointed)
FRN 480375 · Appointed 10 Apr 2012 · Until 14 Jan 2025
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McLay McAlister (Financial Services) Limited (no longer appointed)
FRN 137446 · Appointed 10 Apr 2012 · Until 14 Jan 2025
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.