Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (5 Jun 2024 to 1 Feb 2025)
    • [FCA CF] Functions requiring qualifications (5 Jun 2024 to 1 Feb 2025)
    • CF21 Investment Adviser (3 May 2002 to 26 Jul 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 May 2002)
  • DL BLOOMER LIMITED (no longer approved here)

    FRN 575235

    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 1 Feb 2025)
    • Appointed representative dealing with clients for which they require qualification (7 Dec 2020 to 1 Feb 2025)
    • [FCA CF] Client dealing (7 Dec 2020 to 1 Feb 2025)
    • CF30 Customer (5 Apr 2012 to 3 Dec 2024)
  • McLay McAlister (Financial Services) Limited (no longer approved here)

    FRN 137446

    • (11)Employed By (5 Jun 2003 to 3 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

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