Iain James McKie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nancherro Limited
FRN 629454
- SMF3 Executive Director (since 30 Jul 2024)
DL BLOOMER LIMITED
FRN 575235
- SMF3 Executive Director (since 25 Jul 2024)
Chase de Vere Independent Financial Advisers limited
FRN 137914
- SMF3 Executive Director (since 21 Jul 2023)
- CF2 Non Executive Director (AR) (since 7 Oct 2021)
- SMF2 Chief Finance (11 Mar 2020 to 21 Jul 2023)
Principal & Prosper Limited
FRN 944737
- (22)Employed By (since 7 Oct 2021)

Updates to this individual's record on the FCA register.

18 hours ago
controlled function removed: Employed By at Principal & Prosper Limited
18 hours ago
controlled function added: (22)Employed By at Principal & Prosper Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.