Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 24 Jul 2024)
    • SMF1 Chief Executive (since 24 Jul 2024)
    • SMF1 Chief Executive (since 15 Jul 2024)
    • SMF3 Executive Director (since 15 Jul 2024)
    • SMF1 Chief Executive (since 8 Sep 2022)
    • CF2 Non Executive Director (AR) (since 26 May 2022)
    • SMF18 Other Overall Responsibility (16 Apr 2020 to 8 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2015)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
    • (24)Employed By (since 26 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Principal & Prosper Limited

  2. controlled function added: (24)Employed By at Principal & Prosper Limited