Jeremy David Hart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited

    FRN 137914

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
    • [FCA CF] Client dealing (since 3 Jun 2024)
  • DL BLOOMER LIMITED

    FRN 575235

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • [FCA CF] Client dealing (since 7 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 24 Jun 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Jun 2024)
    • CF10 Compliance Oversight (5 Apr 2012 to 8 Dec 2019)
    • CF1 Director (5 Apr 2012 to 8 Dec 2019)
    • CF1 Director (AR) (5 Apr 2012 to 24 Jun 2024)
    • CF11 Money Laundering Reporting (5 Apr 2012 to 8 Dec 2019)
    • CF30 Customer (5 Apr 2012 to 24 Jun 2024)
    • Responsible for Insurance Mediation (5 Apr 2012 to 30 Sep 2018)
  • McLay McAlister (Financial Services) Limited (no longer approved here)

    FRN 137446

    • (13)Employed By (1 Dec 2001 to 24 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

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