Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 10 Jul 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jul 2023)
- CF30 Customer (10 Jun 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 18 Mar 2010)
- CF21 Investment Adviser (17 Aug 2006 to 31 Oct 2007)
- CF7 Sole Trader (AR) (26 Aug 2005 to 28 Oct 2005)
- CF22 Investment Adviser (Trainee) (26 Aug 2005 to 17 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.