Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Apr 2019)
    • (1)Employed By (since 8 Oct 2015)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (4 Apr 2017 to 3 Jun 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (2 Sep 2008 to 16 Oct 2015)
  • Park Gate Financial Limited (no longer approved here)

    FRN 191185

    • (9)Employed By (20 Aug 2008 to 16 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (9)Employed By at Park Gate Financial Limited