Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 11 Apr 2019)
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Haworths Financial Services Ltd
FRN 494163
- (1)Employed By (since 8 Oct 2015)
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- CF30 Customer (4 Apr 2017 to 3 Jun 2019)
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- CF30 Customer (2 Sep 2008 to 16 Oct 2015)
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- (9)Employed By (20 Aug 2008 to 16 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (9)Employed By at Park Gate Financial Limited