David Mark Brookbank

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)
FRN 449607
- [FCA CF] Client dealing (21 Apr 2021 to 31 Mar 2024)
- [FCA CF] Functions requiring qualifications (21 Apr 2021 to 31 Mar 2024)
The Tavistock Partnership Limited (no longer approved here)
FRN 519014
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Apr 2021)
- CF1 Director (AR) (29 Mar 2017 to 30 Apr 2021)
- CF30 Customer (29 Mar 2017 to 30 Apr 2021)
David Brookbank Financial Services Limited (no longer approved here)
FRN 511893
- Employed By (17 Nov 2009 to 30 Apr 2021)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (8 May 2009 to 4 Feb 2011)
Bright Thinking Financial Services Ltd (no longer approved here)
FRN 458134
- Employed By (8 May 2009 to 30 Oct 2009)
F M Green Financial Services (1680) (no longer approved here)
FRN 171161
- (5)Employed By (1 Oct 1998 to 30 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.