The Seaport Group Europe LLP

• Principal Place of Business

  The Seaport Group Europe LLP

  Charles House 5-11

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402076149100

  Web

  https://www.seaportglobal.com

• Complaints Contact

  The Seaport Group Europe LLP

  Charles House 5-11

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402076149100

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Faisal Mian

  IRN FXM01116

  • SMF27 Partner (since 3 Jul 2023)
  • [FCA CF] Client dealing (since 8 Mar 2023)
  • [FCA CF] Significant management (since 8 Mar 2023)
  • [PRA CF] Key function holder (8 Mar 2023 to 9 Mar 2023)
  • [FCA CF] Algorithmic trading (8 Mar 2023 to 9 Mar 2023)
  • CF30 Customer (16 Sep 2019 to 8 Dec 2019)
• GEORGIOS ILIOPOULOS

  IRN GXI01054

  • [FCA CF] Significant management (since 1 Jan 2025)
  • [FCA CF] Manager of certification employee (since 14 Nov 2022)
  • [FCA CF] Client dealing (since 7 Oct 2020)
  • CF30 Customer (1 Apr 2015 to 5 Oct 2017)
• GOPINATHA JAYAPOORNA Prasad

  IRN GJP01111

  • [FCA CF] Client dealing (21 Sep 2020 to 30 Jun 2023)
• Gagandeep Walia

  IRN GXW01388

  • [FCA CF] Client dealing (1 Feb 2023 to 13 Apr 2026)
  • CF30 Customer (16 Sep 2019 to 8 Dec 2019)
• Galib Surani

  IRN GXS01664

  • CF30 Customer (15 Apr 2015 to 23 Feb 2017)
• Gareth Howard Noonan

  IRN GXN01052

  • CF30 Customer (27 Jan 2011 to 1 May 2012)
• Gerard Patrick Stephen Fahey

  IRN GPF01028

  • [FCA CF] Significant management (since 1 Jan 2025)
  • [FCA CF] Manager of certification employee (since 1 Dec 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Jan 2014 to 8 Dec 2019)
• Glenn Louis Zahn

  IRN GLZ00003

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
  • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
• Gregory Evans

  IRN GXE01196

  • CF30 Customer (3 Nov 2014 to 2 Apr 2018)
• Guy Cornelius

  IRN GXC01204

  • [FCA CF] Client dealing (1 Jun 2020 to 2 Jul 2021)

• Sea Port Group Securities (Europe) LLP (no longer appointed)

  FRN 550149 · Appointed 9 May 2011 · Until 1 Jun 2011

No changes recorded yet.