Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 14 Nov 2022)
    • [FCA CF] Client dealing (since 7 Oct 2020)
    • CF30 Customer (1 Apr 2015 to 5 Oct 2017)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF30 Customer (20 Nov 2017 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (4 Oct 2011 to 18 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.