The Seaport Group Europe LLP

• Principal Place of Business

  The Seaport Group Europe LLP

  Charles House 5-11

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402076149100

  Web

  https://www.seaportglobal.com

• Complaints Contact

  The Seaport Group Europe LLP

  Charles House 5-11

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402076149100

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hardik Makkar

  IRN HXM01579

  • CF30 Customer (26 Aug 2014 to 29 Jan 2016)
• Harry Rhodes

  IRN HXR75501

  • [FCA CF] Client dealing (since 23 Mar 2023)
• Henry John Quinnen

  IRN HJQ01000

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2015 to 8 Dec 2019)
• Himanshu Porwal

  IRN HXP01236

  • [FCA CF] Client dealing (1 Jun 2020 to 30 May 2025)
• Ignacio Roson Martinez-Barona

  IRN IXM00148

  • [FCA CF] Client dealing (since 18 May 2021)
• Jacob Harrison

  IRN JXH02301

  • CF30 Customer (25 May 2012 to 10 Dec 2012)
• Jacopo Rubbia

  IRN JXR01512

  • CF30 Customer (18 Mar 2016 to 21 Jun 2017)
• James Thornton Nisbet

  IRN JTN01006

  • CF30 Customer (22 Mar 2011 to 11 Dec 2012)
• Janaka Ishan Ariyasena

  IRN JIA01016

  • [FCA CF] Client dealing (1 Jul 2024 to 16 Mar 2026)
• Jerrard John Zive

  IRN JJZ01001

  • [FCA CF] Client dealing (2 Nov 2020 to 24 Aug 2021)

• Sea Port Group Securities (Europe) LLP (no longer appointed)

  FRN 550149 · Appointed 9 May 2011 · Until 1 Jun 2011

No changes recorded yet.