Guy Cornelius

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mizuho Bank, Ltd.
FRN 139195
- [FCA CF] Manager of certification employee (since 23 Oct 2024)
- [FCA CF] Client dealing (since 23 Oct 2024)
Mizuho International plc
FRN 119256
- [FCA CF] Material risk taker (since 1 Apr 2023)
- [FCA CF] Client dealing (since 3 Sep 2021)
- [FCA CF] Manager of certification employee (since 3 Sep 2021)
The Seaport Group Europe LLP (no longer approved here)
FRN 526965
- [FCA CF] Client dealing (1 Jun 2020 to 2 Jul 2021)
Royal London Asset Management Limited (no longer approved here)
FRN 141665
- CF30 Customer (12 Oct 2016 to 5 Nov 2018)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (25 Oct 2011 to 29 Oct 2014)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (21 Jul 2010 to 14 Jun 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.