Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
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Complaints Contact
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Islamic Mortgage Advice
For Customer, Home purchase plans
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Islamic Mortgage Arranging
For Customer, Home purchase plans
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Life Policy, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Stockbroking
For Professional, Retail (Investment), Structured Deposits, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.
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Loan Servicing
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Islamic Mortgage Setup
For Customer, Home purchase plans
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Structured Deposits, Life Policy, Government and public security, Personal pension scheme, Share, Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Warrant, Certificates representing certain security, Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Philip Andrew Knowles
IRN PAK00008
- (277)4. Giving personal recommendations on retail investment products which are not broker funds
- (276)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (275)9A. Advising on P2P agreements
- (274)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (280)Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- (279)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (281)CF1 Director (AR) (since 9 Mar 2017)
- (278)CF30 Customer (since 6 Jun 2008)
- (2221)CF1 Director (AR) (5 Apr 2005 to 27 Nov 2013)
- (2219)CF21 Investment Adviser (5 Apr 2005 to 4 May 2007)
- (2220)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jul 2003)
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Philip Bruce Moore
IRN PBM01037
- (2251)CF30 Customer (1 Nov 2007 to 11 Jun 2009)
- (2254)CF7 Sole Trader (AR) (1 Jul 2004 to 31 Jan 2007)
- (2253)CF21 Investment Adviser (16 Oct 2003 to 31 Oct 2007)
- (2252)CF22 Investment Adviser (Trainee) (14 Jul 2003 to 16 Oct 2003)
- (2255)CF4 Partner (AR) (14 Jul 2003 to 1 Jul 2004)
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Philip John Clegg
IRN PJC00014
- (595)CF30 Customer (20 Nov 2007 to 7 Aug 2013)
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Philip John Jay
IRN PJJ01075
- (2630)CF1 Director (AR) (23 Aug 2013 to 11 Sep 2019)
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Philip John Stebbings
IRN PJS00009
- (1812)CF21 Investment Adviser (29 May 2002 to 11 May 2005)
- (1813)CF1 Director (AR) (29 May 2002 to 21 Dec 2005)
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Philip Jordan
IRN JXP00041
- (407)CF30 Customer (1 Nov 2007 to 24 Dec 2011)
- (408)CF21 Investment Adviser (12 Oct 2005 to 31 Oct 2007)
- (409)CF7 Sole Trader (AR) (12 Oct 2005 to 31 Jan 2007)
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Philip Martin Coles
IRN PMC00018
- (1716)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jan 2022)
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Philip Norbury
IRN PXN01396
- (580)[FCA CF] Significant management (9 Dec 2019 to 3 Jan 2020)
- (579)CF11 Money Laundering Reporting (22 Dec 2016 to 9 Dec 2019)
- (578)CF29 Significant management (22 Dec 2016 to 9 Dec 2019)
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Philip Paul Short
IRN PPS01031
- (1491)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1492)9A. Advising on P2P agreements
- (1493)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (1494)4. Giving personal recommendations on retail investment products which are not broker funds
- (1496)Appointed representative dealing with clients for which they require qualification (since 3 Mar 2022)
- (1495)CF30 Customer (since 2 Mar 2022)
- (2082)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Nov 2021)
- (2081)CF30 Customer (9 Oct 2014 to 19 Nov 2021)
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Philip Peter Green
IRN PPG00003
- (661)CF30 Customer (1 Nov 2007 to 30 Jun 2014)
- (663)CF4 Partner (AR) (4 Aug 2005 to 11 Jul 2014)
- (662)CF21 Investment Adviser (4 Aug 2005 to 31 Oct 2007)
- (664)CF4 Partner (4 Aug 2005 to 23 Nov 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bob Tait Insurance Services (no longer appointed)
FRN 212419 · Appointed 27 May 2002 · Until 16 Jan 2004
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Innovation Financial Management Ltd (no longer appointed)
FRN 211583 · Appointed 7 May 2002 · Until 12 Mar 2007
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Knight Financial Services (no longer appointed)
FRN 211539 · Appointed 1 May 2002 · Until 26 Jun 2004
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In Partnership Investment & Estate Planning Ltd (no longer appointed)
FRN 211491 · Appointed 30 Apr 2002 · Until 1 Apr 2007
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Protexx Financial Services (no longer appointed)
FRN 211312 · Appointed 23 Apr 2002 · Until 3 Sep 2005
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Swift Wealth Management
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (2036)SMF3 Executive Director
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controlled function added: (2035)SMF16 Compliance Oversight
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controlled function added: (2034)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (2033)CF1 Director (AR)
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controlled function added: (2032)SMF1 Chief Executive
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controlled function added: (2031)Responsible for Insurance Distribution
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controlled function added: (2030)Responsibility for MCD Intermediation