Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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In Partnership Financial Advisers Limited
FRN 744728
- (13)Employed By (since 6 Jan 2026)
- (21)Employed By (13 May 2016 to 29 Sep 2017)
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Union Financial Planning Ltd
FRN 953926
- Employed By (since 24 Aug 2021)
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The On-Line Partnership Limited
FRN 192638
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 9 Mar 2017)
- CF30 Customer (since 6 Jun 2008)
- CF1 Director (AR) (5 Apr 2005 to 27 Nov 2013)
- CF21 Investment Adviser (5 Apr 2005 to 4 May 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jul 2003)
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4U2B Limited
FRN 430054
- (1)Employed By (since 9 Mar 2017)
- (5)Employed By (5 Apr 2005 to 27 Nov 2013)
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- Employed By (2 Mar 2001 to 1 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at 4U2B Limited
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controlled function added: (5)Employed By at 4U2B Limited
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controlled function added: (1)Employed By at 4U2B Limited