Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (13)Employed By (since 6 Jan 2026)
    • (21)Employed By (13 May 2016 to 29 Sep 2017)
    • Employed By (since 24 Aug 2021)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Mar 2017)
    • CF30 Customer (since 6 Jun 2008)
    • CF1 Director (AR) (5 Apr 2005 to 27 Nov 2013)
    • CF21 Investment Adviser (5 Apr 2005 to 4 May 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jul 2003)
  • 4U2B Limited

    FRN 430054

    • (1)Employed By (since 9 Mar 2017)
    • (5)Employed By (5 Apr 2005 to 27 Nov 2013)
  • Croxdale Financial Management (no longer approved here)

    FRN 195113

    • Employed By (2 Mar 2001 to 1 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 4U2B Limited

  2. controlled function added: (5)Employed By at 4U2B Limited

  3. controlled function added: (1)Employed By at 4U2B Limited