Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Feb 2022)
    • CF1 Director (AR) (24 Sep 2018 to 7 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 7 Feb 2022)
    • CF21 Investment Adviser (6 Dec 2006 to 31 Oct 2007)
    • CF4 Partner (AR) (19 Jul 2006 to 19 Oct 2018)
    • CF22 Investment Adviser (Trainee) (20 Dec 2005 to 6 Dec 2006)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (29 May 2002 to 11 May 2005)
    • CF1 Director (AR) (29 May 2002 to 21 Dec 2005)
    • (5)Employed By (29 May 2002 to 21 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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