Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 3 Mar 2022)
    • CF30 Customer (since 2 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Nov 2021)
    • CF30 Customer (9 Oct 2014 to 19 Nov 2021)
    • (34)Employed By (since 2 Mar 2022)
    • (29)Employed By (6 May 2016 to 19 Nov 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (20 Dec 2010 to 16 Jul 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (22 May 2008 to 11 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.