Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 3 Mar 2022)
- CF30 Customer (since 2 Mar 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Nov 2021)
- CF30 Customer (9 Oct 2014 to 19 Nov 2021)
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In Partnership Financial Advisers Limited
FRN 744728
- (34)Employed By (since 2 Mar 2022)
- (29)Employed By (6 May 2016 to 19 Nov 2021)
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- CF30 Customer (20 Dec 2010 to 16 Jul 2014)
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- CF30 Customer (22 May 2008 to 11 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.