Philip John Jay

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Complete FS Limited
FRN 738129
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 6 Dec 2019)
- Responsible for Insurance Distribution (since 6 Dec 2019)
- CF1 Director (1 Dec 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2016 to 8 Dec 2019)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF1 Director (AR) (23 Aug 2013 to 11 Sep 2019)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (13 Oct 2010 to 28 Feb 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.