Philip Bruce Moore

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Touchstone Corporate Limited

    FRN 674337

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 1 Sep 2020)
    • [FCA CF] Manager of certification employee (since 1 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 25 Jul 2016)
    • CF10 Compliance Oversight (25 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jul 2016 to 30 Sep 2018)
    • CF1 Director (20 Aug 2015 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (29 Aug 2013 to 4 Aug 2015)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Nov 2007 to 11 Jun 2009)
    • CF7 Sole Trader (AR) (1 Jul 2004 to 31 Jan 2007)
    • CF21 Investment Adviser (16 Oct 2003 to 31 Oct 2007)
    • CF4 Partner (AR) (14 Jul 2003 to 1 Jul 2004)
    • CF22 Investment Adviser (Trainee) (14 Jul 2003 to 16 Oct 2003)
  • Philip Bruce Moore (no longer approved here)

    FRN 226132

    • (3)Employed By (14 Jul 2003 to 11 Jun 2009)
  • Premier Financial Advice Ltd (no longer approved here)

    FRN 212018

    • (14)Employed By (29 May 2002 to 20 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.