TFS Derivatives Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Glenn Andrew Williamson

  IRN GAW01104

  • CF30 Customer (21 Feb 2008 to 30 Nov 2009)
• Glenn Sherer

  IRN GXS01629

  • [FCA CF] Client dealing (12 Mar 2021 to 17 Mar 2026)
• Goran Gusic

  IRN GXG01217

  • CF30 Customer (25 Feb 2015 to 15 Jun 2018)
• Graham David Francis

  IRN GDF01021

  • [FCA CF] Significant management (since 2 Feb 2026)
  • [FCA CF] Manager of certification employee (since 2 Feb 2026)
• Graham Wintersgill

  IRN GAW01052

  • [FCA CF] Manager of certification employee (since 1 Jan 2024)
  • [FCA CF] Client dealing (since 30 Oct 2023)
• Grant James Anthony Smith

  IRN GJS01173

  • CF30 Customer (22 Oct 2012 to 7 Oct 2015)
• Gregg Peter Cowie

  IRN GPC01037

  • SMF3 Executive Director (25 Aug 2020 to 31 Mar 2022)
  • CF29 Significant management (13 Sep 2019 to 8 Dec 2019)
• Gregory Austin Knox Gorrill

  IRN GAG01047

  • CF30 Customer (1 Nov 2007 to 10 Jun 2019)
  • CF21 Investment Adviser (30 Jun 2004 to 31 Oct 2007)
• Gregory Crommen

  IRN GXC01415

  • CF21 Investment Adviser (26 Aug 2004 to 31 Aug 2005)
  • CF26 Customer Trading (30 Jun 2004 to 26 Aug 2004)
• Gregory Saul Phillips

  IRN GXP17270

  • [FCA CF] Client dealing (14 Nov 2022 to 1 Nov 2024)

No changes recorded yet.