Graham Wintersgill

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFS Derivatives Limited

    FRN 197244

    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 30 Oct 2023)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Client dealing (7 Mar 2016 to 22 Oct 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Oct 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 22 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 22 Oct 2020)
    • CF30 Customer (18 Sep 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (12 Sep 2011 to 10 Jul 2013)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Jan 2009 to 14 Jun 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (6 Aug 2003 to 28 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.