Goran Gusic

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (7 Dec 2021 to 3 Oct 2023)
Market Securities LLP (no longer approved here)
FRN 519097
- (155)Employed By (18 Sep 2019 to 13 Nov 2020)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (30 Aug 2019 to 13 Nov 2020)
Mariana UFP LLP (no longer approved here)
FRN 551170
- CF30 Customer (30 Jun 2018 to 5 Aug 2019)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (25 Feb 2015 to 15 Jun 2018)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (20 Aug 2012 to 4 Nov 2014)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (20 Aug 2012 to 4 Nov 2014)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (9 Dec 2009 to 21 May 2012)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (11 May 2009 to 22 Jul 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.