TFS Derivatives Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Guilaume Vincent Pealat

  IRN GVP01004

  • CF30 Customer (14 Dec 2007 to 31 Jul 2018)
• Guillaume Gliozzo

  IRN GXG01330

  • CF30 Customer (22 Oct 2012 to 30 Oct 2018)
• Guillaume Jacques Olivier Norreel

  IRN GJN01031

  • CF30 Customer (1 Nov 2007 to 23 Jan 2009)
  • CF26 Customer Trading (15 Aug 2007 to 31 Oct 2007)
• Guillaume Michel Jean Lebufnoir

  IRN GML01071

  • [FCA CF] Client dealing (since 25 Jun 2025)
  • [FCA CF] Client dealing (17 Feb 2021 to 4 May 2024)
  • CF30 Customer (29 Jul 2008 to 8 Dec 2019)
• Guillaume Philippe Alexis Rougeot

  IRN GPR01055

  • CF30 Customer (2 Nov 2017 to 22 Nov 2019)
• Guy James Wilson

  IRN GJW01165

  • [FCA CF] Client dealing (since 2 Mar 2021)
  • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
• Gwilym Alexander Graham Lewis

  IRN GXL07742

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • SMF18 Other Overall Responsibility (16 Jul 2020 to 14 Apr 2026)
  • CF29 Significant management (19 Nov 2018 to 8 Dec 2019)
• HAMIDE RIAD

  IRN HXR01319

  • CF30 Customer (29 Oct 2018 to 8 Dec 2019)
• Habib Sahla

  IRN HXS01298

  • CF21 Investment Adviser (2 Dec 2004 to 15 Nov 2005)
  • CF26 Customer Trading (9 Nov 2004 to 2 Dec 2004)
• Hadrien Houbas

  IRN HEH01014

  • [FCA CF] Client dealing (7 Dec 2020 to 31 Aug 2021)

No changes recorded yet.