Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (1 Nov 2007 to 14 Apr 2011)
    • CF21 Investment Adviser (9 Aug 2006 to 31 Oct 2007)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF21 Investment Adviser (2 Dec 2004 to 15 Nov 2005)
    • CF26 Customer Trading (9 Nov 2004 to 2 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.