Graham David Francis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION FINANCIAL SERVICES LTD.

    FRN 147543

    • SMF1 Chief Executive (since 8 Apr 2026)
    • [FCA CF] Significant management (since 2 Feb 2026)
    • [FCA CF] Manager of certification employee (since 2 Feb 2026)
  • TFS Derivatives Limited

    FRN 197244

    • [FCA CF] Significant management (since 2 Feb 2026)
    • [FCA CF] Manager of certification employee (since 2 Feb 2026)
  • Marex Financial (no longer approved here)

    FRN 442767

    • SMF24 Chief Operations (5 Dec 2023 to 30 Sep 2025)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Material risk taker (10 Mar 2021 to 27 Jun 2022)
    • SMF18 Other Overall Responsibility (20 Mar 2020 to 27 Jun 2022)
    • CF30 Customer (4 Nov 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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