Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard P Young
IRN RPY00004
- (1611)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Jan 2021)
- (1609)CF30 Customer (1 Nov 2007 to 13 Jan 2021)
- (1610)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- (1612)CF1 Director (AR) (1 Dec 2001 to 13 Jan 2021)
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Richard Paul Clark
IRN RPC01087
- (1673)CF30 Customer (15 Jul 2014 to 31 Mar 2017)
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Richard Peter Millen
IRN RPM00014
- (3049)CF30 Customer (1 Nov 2007 to 28 Sep 2010)
- (3050)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- (3051)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
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Richard Peter Sheppard
IRN RPS01097
- (2490)CF30 Customer (7 Mar 2008 to 22 Apr 2009)
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Richard Rattray
IRN RXR01379
- (1715)CF30 Customer (17 Jun 2008 to 28 Jan 2009)
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Richard Scott Harpur
IRN RSH01090
- (1038)CF30 Customer (1 Nov 2007 to 8 Jul 2009)
- (1039)CF22 Investment Adviser (Trainee) (4 Dec 2006 to 31 Oct 2007)
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Richard Slade Williams
IRN RSW00014
- (2725)CF21 Investment Adviser (17 Jun 2003 to 10 Jul 2006)
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Richard Solomon Olumide Forde
IRN RSF00006
- (2759)CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
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Richard Tebbs
IRN RDT00012
- (2569)CF30 Customer (1 Nov 2007 to 10 Sep 2010)
- (2570)CF21 Investment Adviser (12 Jan 2006 to 31 Oct 2007)
- (2571)CF1 Director (AR) (9 Dec 2005 to 10 Sep 2010)
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Richard Thomas
IRN RXT00067
- (1451)CF30 Customer (27 May 2008 to 18 Jan 2011)
- (1452)CF21 Investment Adviser (5 Dec 2001 to 5 Dec 2001)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Lees Kirkham (Life & Pensions) (no longer appointed)
FRN 182045 · Appointed 14 Oct 1996 · Until 17 Dec 2001
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Compass Financial Management (no longer appointed)
FRN 182561 · Appointed 30 Sep 1996 · Until 11 Apr 2002
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MacKay MacPherson Investment Management (no longer appointed)
FRN 169952 · Appointed 17 Sep 1996 · Until 4 Nov 2005
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Sterling Trust Professional (York) Limited (no longer appointed)
FRN 165828 · Appointed 12 Sep 1996 · Until 30 Dec 2013
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Shire Taxation & Financial Consultants Limited (no longer appointed)
FRN 200363 · Appointed 29 Aug 1996 · Until 11 Jun 2008
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Perry Marshall Financial Services (no longer appointed)
FRN 181202 · Appointed 23 Aug 1996 · Until 22 Dec 2008
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3012)CF1 Director
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controlled function added: (3011)CF1 Director (AR)
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controlled function added: (3010)CF10 Compliance Oversight
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controlled function added: (3009)CF11 Money Laundering Reporting
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controlled function added: (3008)CF28 Systems and controls
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controlled function added: (3007)Responsible for Insurance Distribution
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controlled function added: (3006)Responsible for Insurance Mediation
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controlled function added: (3005)Responsibility for MCD Intermediation
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controlled function added: (3004)CF1 Director
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controlled function added: (3003)CF1 Director (AR)