Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Jun 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (19 May 2011 to 1 Aug 2011)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (8 Feb 2010 to 24 Jun 2011)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (17 Jun 2008 to 28 Jan 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (29 Jan 2008 to 22 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.