Richard Tebbs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 13 Jan 2021)
    • CF30 Customer (since 13 Jan 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Personalised Financial Planning Limited

    FRN 938851

    • (1)Employed By (since 13 Jan 2021)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (5 Mar 2012 to 9 Sep 2013)
  • Independent Wealth Management Consultants Ltd (no longer approved here)

    FRN 138903

    • CF30 Customer (22 Sep 2010 to 17 Feb 2012)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 10 Sep 2010)
    • CF21 Investment Adviser (12 Jan 2006 to 31 Oct 2007)
    • CF1 Director (AR) (9 Dec 2005 to 10 Sep 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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