Independent Wealth Management Consultants Ltd

• Principal Place of Business

  27 Grove Street

  Retford

  Nottinghamshire

  DN22 6JP

  UNITED KINGDOM

  Phone

  +4401777700026

  Web

  https://www.iwmcltd.co.uk

• Complaints Contact

  27 Grove Street

  Retford

  Nottinghamshire

  DN22 6JP

  UNITED KINGDOM

  Phone

  +4401777700026

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Paul Rafferty

  IRN APR01078

  • CF30 Customer (28 Jun 2016 to 22 Feb 2019)
• Andrew Graham Tong

  IRN AGT00014

  • CF21 Investment Adviser (24 May 2005 to 13 Nov 2005)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Nov 2005)
• Andrew James Cooper

  IRN AJC01326

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
  • CF30 Customer (17 Oct 2011 to 12 May 2014)
  • CF22 Investment Adviser (Trainee) (5 Dec 2002 to 28 Feb 2003)
• Antonio Bosano

  IRN AXB00013

  • CF30 Customer (7 Mar 2014 to 30 Sep 2014)
• Curtis Jake Hambly

  IRN CXH11167

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Nov 2020)
  • CF30 Customer (18 Mar 2019 to 8 Dec 2019)
• Darren Murrell

  IRN DXM00111

  • CF30 Customer (1 Sep 2012 to 30 Sep 2013)
• David Wood

  IRN DJW00058

  • CF30 Customer (10 Sep 2012 to 8 Jul 2016)
• Dean Heaps

  IRN DXH01937

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (4 Dec 2018 to 8 Dec 2019)
• Denise Griffin

  IRN DXG00118

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
• James Michael Clifford Nicholson

  IRN JMN00001

  • CF1 Director (1 Dec 2001 to 15 Nov 2005)

No changes recorded yet.