David Wood

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gallagher Risk & Reward Limited (no longer approved here)

    FRN 184711

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Dec 2020)
    • CF30 Customer (19 Jul 2016 to 8 Dec 2019)
  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2022)
  • Independent Wealth Management Consultants Ltd (no longer approved here)

    FRN 138903

    • CF30 Customer (10 Sep 2012 to 8 Jul 2016)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.