Richard Paul Clark

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pranaflow Limited

    FRN 758751

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 May 2017 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (23 Mar 2017 to 10 May 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (26 Jun 2015 to 5 Jun 2019)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (26 Jun 2015 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (15 Jul 2014 to 31 Mar 2017)
  • Tamar Independent Financial Advisers Ltd (no longer approved here)

    FRN 214092

    • Employed By (15 Jul 2014 to 31 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

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