Richard Peter Sheppard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital Planning Partners (Holdings) Ltd
FRN 1030521
- Employed By (since 28 May 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 26 Oct 2017)
- CF4 Partner (AR) (10 Aug 2022 to 22 Jan 2024)
Capital Planning Partners Ltd (no longer approved here)
FRN 587076
- Employed By (26 Oct 2017 to 23 Jun 2025)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF30 Customer (7 Mar 2008 to 22 Apr 2009)
Bespoke Independent Financial Advisers (no longer approved here)
FRN 182242
- Employed By (7 Mar 2008 to 22 Apr 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.