Richard Solomon Olumide Forde

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 4 Jun 2019)
  • CF30 Customer (since 13 Nov 2013)
• LFH Wealth Management Ltd

  FRN 843155

  • (2)Employed By (since 4 Jun 2019)
• Regency Wealth Ltd (no longer approved here)

  FRN 578309

  • (20)Employed By (3 Mar 2016 to 7 Aug 2019)
• Harminder Phull (no longer approved here)

  FRN 612888

  • (6)Employed By (13 Jan 2014 to 3 Mar 2016)
• Lighthouse Advisory Services Limited (no longer approved here)

  FRN 195199

  • CF30 Customer (1 Dec 2010 to 18 Nov 2013)
• Lighthouse Financial Advice Limited (no longer approved here)

  FRN 225502

  • (695)Employed By (1 Dec 2010 to 18 Nov 2013)
• WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 134753

  • CF30 Customer (2 Oct 2008 to 18 Nov 2008)
• NatWest Markets Plc (no longer approved here)

  FRN 121882

  • CF30 Customer (1 Nov 2007 to 27 Sep 2008)
  • CF21 Investment Adviser (21 Apr 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (27 Aug 2003 to 21 Apr 2004)
• TenetConnect Services Limited (no longer approved here)

  FRN 150643

  • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
• Heritage Financial Partners Limited (no longer approved here)

  FRN 200389

  • (54)Employed By (17 Jul 2000 to 24 Feb 2003)

No changes recorded yet.