Tavistock Private Client Limited

• Principal Place of Business

  The Barn

  Downing Park

  Station Road

  Swaffham Bulbeck

  Cambridge

  Cambridgeshire

  CB25 0NW

  UNITED KINGDOM

  Phone

  +4401223869030

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Mark Russell

  IRN PMR00003

  • CF30 Customer (1 Nov 2007 to 18 Aug 2015)
  • CF11 Money Laundering Reporting (21 Apr 2006 to 31 Mar 2007)
  • CF10 Compliance Oversight (7 Apr 2004 to 31 Dec 2008)
  • CF1 Director (17 Nov 2003 to 17 Dec 2008)
  • CF21 Investment Adviser (17 Nov 2003 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (17 Nov 2003 to 31 Oct 2007)
• Paul Michael Shadbolt

  IRN PMS01078

  • CF30 Customer (29 Jun 2017 to 22 Feb 2018)
• Peter Daykin

  IRN PXD00028

  • CF30 Customer (1 Nov 2007 to 22 May 2013)
  • CF21 Investment Adviser (13 Nov 2003 to 31 Oct 2007)
• Peter Frederick Gillman

  IRN PXG01231

  • CF8 Apportionment and Oversight (22 Aug 2002 to 31 Oct 2004)
  • CF3 Chief Executive (22 Aug 2002 to 24 Dec 2013)
  • CF1 Director (22 Aug 2002 to 24 Dec 2013)
• Philip Michael Sutton

  IRN PMS01169

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • Appointed representative dealing with clients for which they require qualification (since 10 May 2023)
  • CF4 Partner (AR) (since 25 Apr 2023)
  • CF30 Customer (since 25 Apr 2023)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • CF30 Customer (2 Mar 2015 to 8 Dec 2019)
• Richard Kevin William Lee

  IRN RKL01012

  • [FCA CF] Manager of certification employee (since 7 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2020 to 20 Feb 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Feb 2024)
• Ricky George Cornish

  IRN RGC00011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 28 Sep 2022)
  • [FCA CF] Client dealing (since 28 Sep 2022)
• Sean Stephen Miller

  IRN SSM01033

  • CF24 Pension Transfer Specialist (24 Apr 2006 to 30 Nov 2006)
• Shaun O'Leary

  IRN SVO01009

  • CF1 Director (9 Jun 2017 to 4 Jul 2017)
  • CF11 Money Laundering Reporting (20 Dec 2016 to 4 Jul 2017)
  • CF10 Compliance Oversight (20 Dec 2016 to 4 Jul 2017)
• Simon John Lander

  IRN SXL01350

  • CF30 Customer (17 Mar 2021 to 10 Jan 2025)
  • Appointed representative dealing with clients for which they require qualification (17 Mar 2021 to 10 Jan 2025)
  • [FCA CF] Client dealing (17 Mar 2021 to 10 Jan 2025)

• Tavistock Select LLP

  FRN 991884 · Appointed 15 Feb 2023

• Tavistock Chater Allan LLP

  FRN 945082 · Appointed 16 Feb 2021

• The Law Society (no longer appointed)

  FRN 417501 · Appointed 4 Jun 2020 · Until 17 Dec 2020

• La Playa Wealth LLP (no longer appointed)

  FRN 504056 · Appointed 24 Jul 2009 · Until 1 Jan 2013

• Ashton KCJ Financial Planning LLP (no longer appointed)

  FRN 465217 · Appointed 13 Mar 2007 · Until 18 Aug 2015

• Price Bailey Private Client LLP (no longer appointed)

  FRN 465216 · Appointed 13 Mar 2007 · Until 25 May 2017

No changes recorded yet.