Philip Michael Sutton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tavistock Private Client Limited

    FRN 210782

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 10 May 2023)
    • CF30 Customer (since 25 Apr 2023)
    • CF4 Partner (AR) (since 25 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (2 Mar 2015 to 8 Dec 2019)
  • Tavistock Select LLP

    FRN 991884

    • (1)Employed By (since 25 Apr 2023)
  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • CF30 Customer (29 Oct 2014 to 27 Feb 2015)
  • MPL Wealth Management Limited (no longer approved here)

    FRN 180309

    • CF30 Customer (19 Jan 2010 to 16 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.